Yu C.
About me
| Yu C. | |
| Economics and Related Studies | |
| Project Analysis, Finance and Investment | |
| Undergraduate | |
| 2004 | |
| China |
My employment
| Senior Compliance Manager | |
| ABCCA Fund Management Ltd | |
| China | |
| 2007 | |
| £200000 | |
| £300000 |
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A day in the life of a Senior Compliance Manager in China
My career history
Mar 15, 2004 to Sept.30, 2007 ABN AMRO TEDA Fund Management Co., Ltd, Senior Risk Manager
Where I hope to be in 5 years
I hope to become a Chief Compliance Officer.
My advice to students considering work
Study seriously, enjoy travelling to visit more places and take the opportunity to meet more people.
What I do
My job requires me to establish an internal control framework for the whole company, including formulating regulations, polices and processes etc and identify and analyse risk. I also stipulate the annual company Compliance & Internal Audit Plan according to State Law and Regulation. I organize and implement the plan ensure the company and funds run legally and safely.
I also maintain good relationships with CSRC and other regulators.
Skills I use and how I developed them
Years of experience in the field of risk management and compliance in Joint Venture Asset Management Company in China; familiar with both financial and legal environment of Chinese market; good relationship with regulators.
Extracurricular skills:
Good communication skills have been particularly helpful.
Next steps...
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