The University defines a mitigating circumstance as a problem that you have encountered which goes beyond the normal difficulties experienced in life and that has affected your academic performance adversely during the assessment period for which you are claiming.
The following guidance outlines the policy, procedure and evidence you need to submit if you want to make a claim for mitigating circumstances.
You must notify the department of mitigating circumstances by submitting the claim form and supporting evidence no later than 24 hours before the affected submission deadline or examination. It is not acceptable to simply miss an assessed essay hand-in, or to fail to attend a closed examination, and then seek mitigating circumstances when the department follows up on the absence. (This would only be the case in the most severe of circumstances).
In the unlikely event that your mitigating circumstances prevent you from submitting your claim at the appropriate time, you should submit your claim as soon as you are able to do so. The evidence should show clearly why you were unable to submit the claim before the date of the assessment or the deadline for submission of the assessment. If you are requesting an extension you must submit your claim before the submission deadline.
Please note that the penalties for late submission of assessed work, or non-attendance at university examinations, can be severe if not supported by mitigating circumstances documentation and supporting evidence (or if the mitigating circumstances claimed are in the list of those not judged by the university to be acceptable). For Penalties applied see the department Written Statement of Assessment and the relevant Handbook for your entry cohort.
You should use the University's mitigating circumstances form to inform your department about circumstances that have arisen and/or problems you have encountered that you believe may or have affected your academic performance in assessments.
Part A
- Name, Student number, Programme title and Department
You must complete all these sections.- Brief details of your mitigating circumstances
You must describe briefly and clearly the relevant circumstances involved, and how you feel that these affected you in relation to any assessment, for example having taken an exam whilst ill or completed coursework whilst experiencing exceptional personal difficulties (see below for more details).- List supporting evidence submitted
Enter details here of the documentary evidence you are submitting. These details should show the mitigating circumstances involved, relevant dates and evidence source, for example your doctor. Securely attach your evidence to the form. Without relevant supporting evidence it is very likely that your claim will be rejected (see below for details). Do not simply state 'evidence applied for' or 'doctor's note on the way' - it is your responsibility to obtain the evidence and to make sure that the evidence gets to your supervisor or to the departmental office (preferably the latter). If necessary you may have to chase the medical practice - this is not the responsibility of the department.- Details of assessments affected
You must list each assessment that you believe will be or has been affected by the mitigating circumstances you are claiming and complete all sections.- Student declaration
You must read and sign the declaration and insert the date you signed the declaration.
Part B
This is for official use and must not be completed by you.
Your circumstances will normally be considered by a Mitigating Circumstances Committee (MCC), which will meet when necessary. Students cannot attend these meetings.
The MCC can consider your claim only if you have both completed the Mitigating Circumstances Claim form and submitted relevant evidence supporting your claim. Your claim will remain confidential and will be disclosed only to the MCC and those administering the Committee. For this reason your claim cannot be anonymous. If, however, you appeal against the decision of the MCC, members of the University's Special Cases Committee and its administrator will see your claim and the associated evidence.
If your claim is accepted, it is usual that either you will be permitted to attempt the assessment again, or you will be granted an extension to the submission deadline.
If you are permitted a new attempt and you accept this option, and you received a mark for your original attempt, the original mark becomes void and is replaced with the mark for the new attempt.
If your claim is not accepted, the original mark for the assessment will stand. This mark could be a mark of zero if you have not taken the original assessment.
If you fall ill and can go to the University's Health Centre, you can be seen by a Medical Advisor there. They will complete the onfirmation of lllness Affecting Assessment form which you can use as evidence for your mitigating circumstances claim. This service is available for all students even if they are registered with another doctor.
If you cannot go to the University's Health Centre you can obtain evidence from another doctor. Please take a copy of theConfirmation of Illness Affecting Assessment form with you.
Other third party medical evidence can also be considered, such as evidence of emergency treatment (eg from a dentist, Accident and Emergency doctor and others). This evidence should state the nature of your illness/injury and the length of time you will not be able to engage with academic work effectively.
If you have suffered from long-term illness you should provide a medical certificate or letter from your usual doctor or hospital consultant. Letters from the Open Door Team regarding medical conditions should specifically state that the Open Door team is in possession of documentary medical evidence to support this request” and state who has provided the evidence. (Letters from the Open Door Team regarding non-medical conditions are discussed below.)
Circumstances normally accepted and the required examples of evidence that would support a claim based on this circumstance.
For all students:
For part-time students and research students in their writing-up period:
Note: The timing and nature of the above circumstances should have adversely affected your performance on the assessment(s) for which you are claiming mitigating circumstances.
In addition the following circumstances are never accepted:
If the Board of Studies had not yet received the recommendation of the MCC you can ask the Board to consider your appeal. You should write to the Chair of the Board of Studies stating why you think the MCC has reached the wrong decision in your case.
If the Board of Studies has already received and approved the MCC's recommendation you will need to appeal to the Special Cases Committee. You should write to the Special Cases administrator stating why you think the MCC has reached the wrong decision in your case. You should do this within four weeks of receiving notice of the MCC's decision.
Information and advice on appeals is available from:
University's Academic Appeals Regulations can be found online:

Who to contact
- James Boaden for Undergraduates
Examinations officer
james.boaden@york.ac.uk
01904 322942
- Tim Ayers for Postgraduates
Senior Lecturer
tim.ayers@york.ac.uk
01904323919
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